Charlie Badalamenti
President, CFO & CCO

Mr. Badalamenti has worked continuously in the securities industry since 1979 with a predominant emphasis on compliance, operations, tender offer services, proxy services and legal securities transfer. Charlie was a Vice President of Operations as well as a Compliance Officer with Integrated Resources in NYC from 1979 to 1989. 

From 1989 to 1999, he managed Securities Transfer, Shareholder Services and Tender Offer Services at Trust Company of America/GEMISYS Securities in Denver, Colorado. He was Chief Compliance Officer for all three divisions, and the Chief Financial Officer of the Brokerage Division. 

From 1999 to 2001, Mr. Badalamenti was the Chief Compliance Officer and Vice President of Operations for The Madison Avenue Capital Group, headquartered in New York City. In 2001, he formed the Sentinel Compliance Group, a broker-dealer and investment adviser consulting firm, and served as its acting President. In 2004, Charlie joined OMNI Brokerage and Orchard Securities as Chief Compliance Officer and Chief Financial Officer. 

Mr. Badalamenti attended Fordham University in New York City, and Fairleigh Dickinson University in New Jersey. He currently attends the FINRA Institute at Wharton Business School. Charlie holds active Series 7, 24, 27 and 63 FINRA registrations and is an active member of the National Society of Compliance Professionals. 

Charlie coached high school football as a varsity offensive coordinator and high school baseball as a freshman and sophomore head coach. He is also a passionate Dallas Cowboys and New York Yankees fan.